Rockford Asset Management LLC

Rockford Asset Management provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, trusts, estates, and retirement plans. Portfolios are typically constructed from mutual funds and ETFs, with individual stocks, corporate and municipal bonds used as appropriate to meet client objectives.

The firm’s investment approach is primarily long‑term and based on fundamental analysis, with customized asset allocation and an investment policy statement developed for each client and monitored through an internal due‑diligence process. RAM may rebalance or execute shorter‑term trades for tax‑loss harvesting, risk management, or to adjust sector and asset‑class weightings, and integrates financial planning into its advisory services (often provided on a pro‑bono basis).

Compared with peers of similar size, the firm is unusual in offering institutional account management alongside individual accounts, including a separate institutional fee schedule and monthly fee calculations; the adviser manages roughly $1.13 million across a handful of clients. The firm operates on a fee‑only model, does not accept custody of client assets, and documents proxy‑voting and ethics policies in its Form ADV.