RockCrest Financial LLC

RockCrest Financial is a small, fiduciary-registered advisory firm that serves individual clients (including high‑net‑worth households), families, trusts, and select business and charitable entities. The firm offers discretionary investment management, standalone private‑markets investment consulting focused on 1031 DSTs and Opportunity Zone investments, and a flat‑fee, comprehensive financial planning service that integrates investment management.

The firm combines strategic and tactical asset allocation with both fundamental and technical analysis, managing most client accounts under an investment policy statement and periodic rebalancing. For private‑markets work RockCrest conducts multi‑step due diligence on sponsors and offerings but does not trade those alternative investments on a discretionary basis; its comprehensive planning service also coordinates tax, legal, and insurance professionals and delivers a live online financial plan via a client portal.

Compared with many peers, RockCrest’s mix of services is notable for its explicit 1031/DST and Opportunity Zone consulting as a standalone offering, its inclusion of basic tax‑preparation and estate‑document support through professional networks within a flat‑fee planning package, and its use of multiple custodial platforms (Schwab, Interactive Brokers, and Altruist) alongside traditional AUM management. Like most supported firms, it focuses on individual portfolio management and percentage‑of‑AUM billing, but its private‑markets consulting and integrated “Personal Finance CEO” coordination model are less common for a firm of this size.