Rockbound Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm provides discretionary portfolio management services to individuals and high net worth individuals, offering model portfolios and advice across mutual funds, ETFs, stocks, bonds, treasuries and REITs. The brochure indicates this is an initial Form ADV filing and the firm currently reports no assets under management.
The firm's investment approach emphasizes asset allocation and Modern Portfolio Theory to construct diversified model portfolios calibrated to client risk tolerance and time horizon, and it generally requires discretionary authority without permitting client restrictions on specific holdings. It recommends and routinely requires clients to use a single qualified custodian (Interactive Brokers) and relies on that custodian’s institutional platform and execution services.
Distinctive operational and personnel features include its status as a newly formed, single-owner adviser led by an individual with a technology and machine-learning research background rather than a conventional finance-only resume. The firm also discloses several atypical practices for its category: it does not participate in wrap fee programs or charge performance-based fees, it routinely directs brokerage to a single custodian, it will not vote client proxies, and it exercises limited custody only to facilitate fee deduction by the custodian.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Passive / index investing
Real estate investing
Fee options
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.85% $1,000,000 - $5,000,000: 0.70% $5,000,000+: 0.55%
Account minimum: No minimum stated; however, the firm may terminate accounts it deems too small to manage effectively
Main office location
Rockbound Capital LLC
Washington DC, United States
Number of offices
1
Most active in
Rockbound Capital LLC has reported serving >5 clients in these states in the last 12 months.
District of Columbia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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