Rock Ridge Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,600,000
Clients
110
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
110
Very HighAverage account size
$169,091
About
Rock Ridge Wealth LLC provides discretionary portfolio management, financial planning, cash management, and pension consulting services to individuals (including high‑net‑worth) and to corporate/business entities. The firm manages roughly $19 million in client assets and also offers estate‑planning coordination, held‑away account management via a third‑party platform, and tax preparation services through a related tax offering.
Investment advice is implemented under written Investment Policy Statements and may be discretionary; the firm uses a mix of fundamental, technical, quantitative, and modern portfolio theory analysis and offers both passive and actively managed models. Notably, Rock Ridge offers an optional active sleeve that uses a third‑party machine‑learning model (Great White) to adjust S&P 500 exposure daily—often via leveraged ETFs—and also employs options, short sales and margin, while the firm retains discretion and covers the model subscription cost.
Compared with many independent advisers, Rock Ridge is unusual in explicitly serving corporate clients and providing pension/401(k) consulting, and a firm representative holds an insurance license and may offer commissionable insurance and annuity products (a conflict the brochure discloses). The firm also integrates multiple third‑party platforms (including a held‑away account service and a MassMutual Flourish cash sweep) and discloses model, leverage and operational risks tied to daily rebalancing and manual trade execution that can affect timing and volatility relative to peers.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Active portfolio management
Options & derivatives strategies
Private / alternative investments
Annuities
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Executive
Fee options
Financial planning fixed fees range from $100 to $24,000; estate planning coordination fees may apply.
Insurance product commissions earned by representatives, but not primary source of compensation.
Main office location
Rock Ridge Wealth LLC
Sackets Harbor NY, United States
Number of offices
2
Most active in
Rock Ridge Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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