Roads Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,181,992
Clients
27
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$228,963
About
Roads Capital LLC provides discretionary portfolio management for individual, separately managed accounts and charges fees based on a percentage of assets under management. The firm manages roughly $6.15 million across 27 client accounts and generally requires a $50,000 minimum that may be waived in select situations.
The firm follows a value-oriented, fundamental analysis process that emphasizes financial-statement review and purchases of quality companies at perceived attractive valuations, typically resulting in relatively concentrated equity portfolios rather than broad diversification. Portfolios do not use margin or options, may include equities, fixed income, mutual funds, and cash, and are reviewed at least weekly with investment discretion exercised within previously established client guidelines.
Distinctive characteristics include a sole owner/practitioner who holds the CFA designation, has prior portfolio and money-market fund management experience with a large asset manager, and also maintains academic and nonprofit ministry roles. The firm directs all custody and trading to a single broker-dealer (Charles Schwab), describes that relationship as a soft-dollar arrangement, deducts advisory fees directly from client accounts (constructive custody), and notes that directed brokerage can, in some cases, limit the ability to achieve best execution.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1.25% per year, negotiable based on account size
Account minimum: $50,000
Main office location
Roads Capital LLC
Elizabeth CO, United States
Number of offices
1
Most active in
Roads Capital LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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