RLR Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,857,500
Clients
7
86% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$1,265,357
About
RLR Capital Management provides discretionary portfolio management for individual clients, concentrating on investments in stocks, convertible securities, and corporate bonds. The firm manages roughly $8.9 million across seven client accounts and generally requests a $1 million new-account level, with exceptions sometimes permitted.
The firm’s process emphasizes asset-allocation decisions and securities selection, using valuation models, earnings-per-share momentum, and analysis of issuer financial strength to guide stock and bond purchases. Portfolios are tailored to client risk-return objectives, may include convertible bonds, and historically have incorporated futures and options as tools to manage risk; trade execution and custody are handled through Pershing.
Notable features include a very small, concentrated client roster and a sole-practitioner ownership structure with a principal who brings decades of institutional investment experience and a stock-selection methodology developed at prior firms. The brochure discloses a resolved 2003 consent order related to late state registration; the firm reports no outside business affiliations, no soft-dollar arrangements, and no use of performance-based fees.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
1.00% annually (charged as 0.25% quarterly)
Account minimum: $1,000,000
Main office location
RLR Capital Management, Inc.
76 Elm Street, Suite 205
New Canaan CT 06840, United States
Number of offices
1
Most active in
RLR Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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