Kelly Capital Group, LLC

Kelly Capital Group provides fee-based financial planning and discretionary portfolio management to individuals, trusts, estates, charitable organizations, and business entities. Services include ongoing discretionary asset management, negotiable financial planning engagements (hourly, fixed-fee, or monthly), and public educational seminars and workshops offered at no cost.

The firm builds and monitors portfolios using fundamental, technical, and cyclical analysis and tailors strategies to each client’s stated objectives and risk tolerance; strategies may include long- and short-term positions, options, and margin where appropriate. Accounts are reviewed regularly (at least quarterly and more frequently as needed), custodians deliver independent account statements directly to clients, and advisory fees are billed monthly as a percentage of assets.

The firm’s principal maintains outside business activities that are uncommon among peers, including a part-time legal practice, affiliations involving insurance sales, and proprietary trading, and the firm discloses these relationships and potential referral fees or commissions as conflicts of interest. As a small adviser with two advisors and roughly $4.8 million in discretionary assets, the firm does not charge performance-based fees and generally does not vote client proxies unless assistance is requested.