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Riverstone Asset Management, LLC

Updated today

Client assets under management

$87,813,851

Clients

18

61% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

9

Very Low

Average account size

$4,878,547

About

Riverstone Asset Management provides discretionary investment management and retirement-plan advisory services to a small client base that includes individuals (including high-net-worth clients), qualified retirement plans, trusts, charitable organizations, and small businesses. The firm also offers broader wealth-planning consultations that can encompass income and estate tax planning, retirement planning, college planning, insurance analysis, and business sale structuring.

The firm’s investment approach is long-term and grounded in Modern Portfolio Theory, emphasizing diversified, passive asset-class mutual funds and ETFs—notably using Dimensional Fund Advisors funds—and the use of written investment policy statements, portfolio allocation tools, and Monte Carlo analysis to set asset allocation. RAM typically implements buy-and-hold strategies with periodic rebalancing, and it may use laddered individual bond portfolios managed by a third-party fixed income manager for clients seeking separate fixed-income solutions.

RAM is owned by an accounting firm (Louis T. Roth & Co., PLLC), and several firm personnel also serve as partners or employees of that accounting practice, which allows the firm to coordinate investment advice with accounting and tax services while maintaining separate engagements and compensation for each. The firm manages about $103 million in discretionary assets for a very small client population (18 clients), a structure that yields a relatively high assets-per-client profile compared with many peers.

Client services

Portfolio management Selection of other advisers

Expertise

Passive / index investing Income planning College savings (529s, UTMA, etc.) General estate planning guidance Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Retired

Fee options

Percentage

$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $2,000,000: 0.70% $2,000,001 - $3,000,000: 0.50% $3,000,001 - $5,000,000: 0.40% $5,000,001+: 0.35%

Main office location

Riverstone Asset Management, LLC

2100 Gardiner Lane, Suite 207

Louisville KY 40205, United States

Number of offices

1

Most active in

Kentucky · Louisiana

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Jennifer R

Series 65

Louisville, KY

Riverstone Asset Management, LLC

Jennifer Ringstaff is a financial advisor with Riverstone Asset Management, LLC in Louisville, KY, holding a Series 65 designation and 13 years of industry experience. She has been with Riverstone since 2012 and is also a partner at Louis T. Roth & Co., PLLC, where she devotes significant time. Additionally, she serves as director of a bookkeeping service outside of securities trading hours. Riverstone Asset Management provides discretionary portfolio management to individuals, qualified retirement plans, trusts, charitable organizations, and small businesses. The firm employs a Modern Portfolio Theory-based, buy-and-hold investment approach utilizing diversified allocations through passively managed funds and ETFs, with a distinctive integrated advisory and accounting support model due to its affiliation with an accounting firm.

Passive / index investing Income planning College savings (529s, UTMA, etc.) General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Eric J

Series 65

Louisville, KY

Riverstone Asset Management, LLC

Eric Johnson is a financial advisor at Riverstone Asset Management, LLC with 13 years of industry experience. He holds a Series 65 designation and has worked at Riverstone since 2012. Johnson is also a partner at Louis T. Roth & Co., PLLC, where he dedicates a significant portion of his time. Outside of advisory work, he serves as director of a bookkeeping service. Riverstone Asset Management provides discretionary portfolio management to individuals, qualified retirement plans, trusts, charitable organizations, and small businesses. The firm employs a buy-and-hold investment approach based on Modern Portfolio Theory, utilizing diversified allocations primarily through passive mutual funds and ETFs, and integrates advisory services with accounting and tax support through its affiliation with an accounting firm.

Passive / index investing Income planning College savings (529s, UTMA, etc.) General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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