RiverFront Investment Group, LLC

David Forrest is a financial advisor at RiverFront Investment Group, LLC with four years of industry experience. He holds a Series 66 designation and has worked at RiverFront Investment Group in multiple roles since 2019, as well as at Capital One and ALPS Distributors, Inc. outside of his primary advisory responsibilities. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm offers model investment portfolios, custom portfolio solutions, and sub-advisory services to a diverse client base including individuals, trusts, pension plans, and registered investment companies, employing a “Price Matters” investment framework that integrates value and momentum strategies.

Hunter Gallalee is a financial advisor at RiverFront Investment Group, LLC with seven years of industry experience. He holds a Series 66 designation and has worked at RiverFront Investment Group since 2018, with additional experience at ALPS Distributors, Inc., NetApp, and ZeroChaos. Outside of advisory roles, he serves as a Senior Regional Director at RiverFront and is a Registered Representative involved in marketing and sales for RiverFront Funds through ALPS Distributors. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm provides model investment portfolios, Custom Portfolio Solutions, and sub-advisory services to a diverse client base, utilizing a “Price Matters” investment framework that combines value and momentum through strategic and tactical asset allocation.

Jacqueline Carrico is a financial advisor at RiverFront Investment Group, LLC with 11 years of industry experience. She holds a Series 66 designation and has worked at RiverFront in various roles since 2017, alongside a concurrent position at ALPS Distributors, Inc. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm serves individuals, trusts, estates, pension and profit-sharing plans, and registered investment companies, offering model portfolios, custom solutions, and sub-advisory services with an investment process that combines strategic and tactical asset allocation, security selection, and risk management.

Roderick Smyth is a financial advisor at RiverFront Investment Group, LLC with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has been with RiverFront in various roles since 2007. Smyth serves as Vice Chairman of RiverFront and is a member of the Virginia Retirement Systems Advisory Committee. He is also involved in community activities as a finance committee member for Goochland Cares, a local charity and food bank. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm offers model investment portfolios, custom portfolio solutions, and sub-advisory services to a diverse client base including individuals, trusts, pension plans, and registered investment companies. Its investment process integrates strategic and tactical asset allocation with a “Price Matters” framework that combines value and momentum strategies.

Wendy Kerns is a financial advisor at RiverFront Investment Group, LLC with 27 years of industry experience. She holds Series 63 and Series 65 credentials and has been with RiverFront in various roles since 2013. In addition to her advisory work, she is involved in marketing and sales for the RiverFront funds through ALPS Distributors, Inc. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion with a nine-advisor team. The firm serves individuals, trusts, estates, pension and profit-sharing plans, and registered investment companies, offering model investment portfolios, custom portfolio solutions, and sub-advisory services with a focus on strategic and tactical asset allocation using a “Price Matters” framework.

Daniel Zolet is a CFA® charterholder with eight years at RiverFront Investment Group and four years of industry experience. Before joining RiverFront in 2018, he worked at IBM and has experience related to extended travel and academia at Hamilton College. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm serves individuals, trusts, estates, pension and profit-sharing plans, and registered investment companies, employing a “Price Matters” investment approach that combines strategic and tactical asset allocation with security selection and risk management.

Sumanpreet Dhillon is a financial advisor at RiverFront Investment Group, LLC with two years of industry experience. He holds a Series 66 designation and has worked at several firms including JPMorgan & Chase and ALPS Distributors, Inc. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm serves individuals, trusts, estates, pension plans, and registered investment companies, offering model portfolios, Custom Portfolio Solutions, and sub-advisory services with an investment process that combines strategic and tactical asset allocation with value and momentum factors.

Diego Marti Vertiz is a CFA® charterholder with eight years at RiverFront Investment Group and four years of industry experience overall. Prior to joining RiverFront, he worked at Yates Construction and Millsaps College. He serves as a board member of the CFA Society of Virginia NextGen. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion with a nine-advisor team. The firm offers model investment portfolios, custom solutions, and sub-advisory services to a diverse client base, employing a “Price Matters” investment process that integrates value and momentum strategies.

Adam Grossman is a CFA® charterholder with 13 years of industry experience, currently serving at RiverFront Investment Group, LLC. He has been with RiverFront since 2015 and participates as a board member of the Richmond Retirement System, where he helps set investment policy and oversees the selection of money managers. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm offers model investment portfolios, Custom Portfolio Solutions, and sub-advisory services, serving a diverse client base including individuals, trusts, pension plans, and registered investment companies. Its investment approach combines strategic and tactical asset allocation with security selection and risk management, implementing portfolios with exchange-traded products and options-based strategies.

Douglas Sandler is a CFA® charterholder with over 32 years of industry experience. He is currently Vice Chairman at RiverFront Investment Group, LLC, where he has worked since 2008. Sandler serves on the board of the early venture fund Trolley Ventures and is a free ski coach for the Steamboat Winter Sports Club. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm offers model investment portfolios, Custom Portfolio Solutions, and sub-advisory services to a diverse client base including individuals, trusts, pension plans, and registered investment companies, employing a “Price Matters” framework that integrates value and momentum in its strategic and tactical asset allocation.

Victoria Bryant is a financial advisor at RiverFront Investment Group, LLC with six years of industry experience. She holds the Series 66 designation and has been with RiverFront in various capacities since 2019. Outside of her advisory role, she is involved in business development for RiverShares, part of RiverFront’s investment offerings. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm provides model investment portfolios, custom portfolio solutions, and sub-advisory services to a diverse client base, including individuals, trusts, pension plans, and registered investment companies. Its investment approach combines strategic and tactical asset allocation with a “Price Matters” framework that integrates value and momentum factors.

Timothy Anderson is a CFA® charterholder with 24 years of industry experience. He is currently with RiverFront Investment Group, LLC, where he has held multiple roles since 2008. Additionally, he serves as a registered representative for Alps Distributors, Inc., focusing on marketing and sales for RiverFront funds. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm offers model portfolios, custom solutions, and sub-advisory services to a diverse client base, utilizing a “Price Matters” investment framework that combines value and momentum through strategic asset allocation, security selection, and risk management.

Brian Gaertner is a financial advisor with RiverFront Investment Group, LLC, holding Series 63 and Series 66 credentials and 28 years of industry experience. He has been with RiverFront in various capacities since 2011 and also serves as a registered representative for ALPS Distributors, Inc. Outside of his advisory work, Gaertner is president of the Whitefish Bay Gridiron Club, a nonprofit organization focused on fundraising for local football teams. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm provides model investment portfolios, custom solutions, and sub-advisory services to a diverse client base including individuals, trusts, pension plans, and registered investment companies, employing a “Price Matters” investment approach that integrates value and momentum strategies.

Karrie Southall is a financial advisor at RiverFront Investment Group, LLC with 26 years of industry experience. She holds Series 63 and Series 65 licenses and has been with RiverFront in various capacities since 2013. Outside of her advisory role, she serves on the board of Connor's Heroes, a nonprofit organization. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm offers model investment portfolios, custom portfolio solutions, and sub-advisory services primarily to individuals, trusts, estates, retirement plans, and registered investment companies, employing a “Price Matters” investment framework that integrates value and momentum strategies.

Bradford Williams is a financial advisor at RiverFront Investment Group, LLC with 10 years of industry experience. He holds a Series 66 designation and has been with RiverFront in various roles since 2016. Williams also serves as the Eastern Regional Sales Manager for RiverFront and works as a registered representative for ALPS Distributors, focusing on marketing and sales for RiverFront funds. RiverFront Investment Group is an SEC-registered advisory firm managing approximately $1.18 billion through a nine-advisor team. The firm offers model investment portfolios, Custom Portfolio Solutions, and sub-advisory services to a diverse client base including individuals, trusts, pension plans, and registered investment companies, employing a “Price Matters” investment framework that integrates value and momentum strategies.