Rival Capital Management, LLC

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Client assets under management

$3,000,000

Clients

0% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$300,000

About

Rival Capital Management serves individual and high‑net‑worth clients, providing discretionary portfolio management, investment advice, and standalone financial planning or project‑based investment consulting that can be delivered without an ongoing managed account. The firm operates with two investment professionals and a small active client roster, managing approximately $3 million in discretionary assets.

RCM tailors recommendations to clients’ objectives, risk tolerances, and time horizons and uses a mix of asset allocation, dollar‑cost averaging, technical analysis, and both short‑ and long‑term purchase strategies. The firm implements client suitability checks, permits written investment restrictions, and conducts at least quarterly account reviews for managed accounts.

Distinctive aspects include its recent formation as a registered adviser and a high‑touch operating model in which a single principal conducts all client account reviews and oversight. RCM also documents attention to operational risks from service providers’ use of artificial intelligence and machine learning—performing periodic vendor due diligence—and recommends a specific custodian relationship while allowing clients to direct brokerage.

Client services

Financial planning Portfolio management

Expertise

Annuities

Fee options

Fixed

Financial planning and investment consulting fixed fees range from $1,000 to $10,000 per project

Percentage

1.5% annually, charged quarterly in advance

Other

Account minimum: $1,000,000

Main office location

Rival Capital Management, LLC

Southlake TX, United States

Number of offices

Most active in

Texas · Virginia

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 972-890-4398

Advisors at this firm

John L

Series 63, Series 65

Southlake, TX

Rival Capital Management, LLC

John Lombardo is an advisor at Rival Capital Management, LLC with Series 63 and Series 65 licenses and one year of industry experience. He has been with Rival Capital Management since 2024 and is also president of Rival Corporation, an entity established for personal trading activity. Rival Capital Management, LLC provides discretionary investment management and project-based financial planning to individual and high-net-worth clients. The firm customizes strategies based on client objectives and risk tolerance, managing portfolios across multiple asset classes on a discretionary basis with regular reviews.

Annuities

Bradley S

Series 65

Southlake, TX

Rival Capital Management, LLC

Bradley Stevenson is a financial advisor at Rival Capital Management, LLC with one year of industry experience. He holds a Series 65 designation and has prior experience in mortgage lending, having worked at Prosperity Home Mortgage and Wells Fargo Home Mortgage. Outside of advisory work, he is active as a mortgage consultant, assisting borrowers with home financing. Rival Capital Management, LLC provides discretionary investment management and project-based financial planning to individual clients, including high-net-worth individuals. The firm customizes advice based on client objectives and risk tolerance, managing portfolios across various asset classes and offering standalone financial planning services.

Annuities

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