Rittmann Capital Management Co

Rittmann Capital Management Co. provides discretionary asset management and related financial planning services to individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm documents client goals, time horizons, and risk tolerance to create tailored investment strategies and accepts written client-imposed restrictions that may limit engagement.

The firm’s investment process combines fundamental, technical, and charting analysis and employs a range of instruments including equities, mutual funds, ETFs and derivative strategies (options, margin, short sales, and leverage), with risks disclosed to clients. Accounts are actively managed on a discretionary basis with at least annual reviews and attention to rebalancing and tax-loss harvesting opportunities.

Compared with many peers, Rittmann manages a relatively large pool of assets across a limited number of client relationships and explicitly includes high-net-worth clients and pooled vehicles among its client types, suggesting a focus on larger accounts. The firm does not participate in wrap programs, does not receive soft-dollar or outside compensation, uses a breakpoint fee approach that applies a single management rate across an account, and recently transitioned from state to SEC registration — operational features that may affect custody, execution, and reporting arrangements.