Risley Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$162,887,432
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
159
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
159
Very HighAverage account size
$1,024,449
About
Risley Capital Management is an SEC-registered independent investment adviser with approximately $163 million in assets under management that serves individual clients (including high-net-worth) and state and municipal government entities. The firm provides investment supervisory services for discretionary and non-discretionary accounts and also offers individualized consulting and separate accounting/tax-preparation services under separate agreements.
The firm develops personalized investment policies through client discussions that assess objectives, time horizon, risk tolerance and liquidity, then implements portfolios across equities, fixed income, mutual funds, ETFs and options. Its investment process combines fundamental analysis, technical/charting methods and asset-allocation principles, uses both long- and short-term trading strategies as appropriate, and conducts at least quarterly reviews of managed accounts.
What is distinctive is that, despite being a solo independent adviser, the firm manages institutional clients such as state or municipal entities in addition to individual households — a service mix that is relatively uncommon among peers. The firm also provides ancillary tax/accounting services, relies primarily on a major custodian that supplies institutional trading, research and technology support, and does not vote client proxies (clients retain responsibility for proxy voting).
Client services
Portfolio management
Consulting
Expertise
Active portfolio management
Concentrated stock management
Fee options
$50,000 - $499,000: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $2,499,999: 0.95% $2,500,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.85% $10,000,000+: 0.80%
$125 per hour
Account minimum: $50,000 minimum, negotiable under certain circumstances
Main office location
Risley Capital Management LLC
16024 Manchester Road, Suite 200
Ellisville MO 63011, United States
Number of offices
1
Most active in
Risley Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Illinois · Missouri · New Hampshire · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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