Rising Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,054,568
Clients
54
9% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
54
HighAverage account size
$223,233
About
Rising Financial provides investment management and comprehensive financial planning to individual and high‑net‑worth clients, delivering ongoing portfolio supervision, written financial plans, project‑based programs (for example, budgeting and beginner investing tracks), and public educational seminars. Services explicitly cover retirement, tax, estate, risk management, college savings and business planning as part of integrated client engagements.
The firm emphasizes values‑based or ESG-informed portfolio construction and typically uses passive, asset‑class‑based strategies grounded in Modern Portfolio Theory, while also applying fundamental, technical, cyclical and tactical analysis as warranted. Account supervision is discretionary and tailored to each client’s stated objectives and restrictions, with ongoing reviews and periodic plan updates.
What distinguishes Rising Financial from many peers is its fee model: it is fee‑only but does not rely on a standard percentage‑of‑assets fee schedule, instead offering formula‑based ongoing fees along with fixed project packages and hourly options. The firm also combines sustainability‑focused credentials and tax representation expertise (CFP®, Chartered SRI Counselor, Enrolled Agent) and can manage certain education accounts (my529) under limited power of attorney.
Client services
Financial planning
Portfolio management
Expertise
ESG / Sustainable investing
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Equity compensation tax strategy
General tax planning
Occupation focus
Self-Employed
Founder/Business Owner
Demographic focus
Mid-Career Professionals
Fee options
Project-based financial planning fixed fees: Budgeting for Beginners and Investing from Zero services at $1,999 individual / $2,499 couples; additional upfront charges $0 - $3,000 possible.
$0 - $349,999: 1.00% of Adjusted Gross Income portion $350,000 - $749,000: 0.90% of Adjusted Gross Income portion $750,000 - $999,999: 0.80% of Adjusted Gross Income portion $1,000,000+: 0.70% of Adjusted Gross Income portion $0 - $999,999: 0.50% of Personal Net Worth portion $1,000,000 - $1,999,999: 0.40% of Personal Net Worth portion $2,000,000 - $4,999,999: 0.30% of Personal Net Worth portion $5,000,000 - $9,999,999: 0.20% of Personal Net Worth portion $10,000,000+: 0.15% of Personal Net Worth portion
Additional time beyond scope billed at $350 per hour, billed in 30-minute increments.
Account minimum: $5,000 per year for individuals and $6,200 per year for couples (minimum annual fee) Minimum fee: Minimum annual fee of $5,000 for individuals and $6,200 for couples, may be waived at discretion Fee-only: Fees are charged on a fee-only basis; no commissions or sales charges accepted.
Main office location
Rising Financial
Robbinsdale MN, United States
Number of offices
1
Most active in
Rising Financial has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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