R
Rising Capital Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,116,415
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$5,019,403
About
Rising Capital provides discretionary investment management and financial planning services to high‑net‑worth individuals and institutional clients, and acts as a fiduciary under applicable law. The firm constructs portfolios using mutual funds, ETFs, equities and fixed income and may retain legacy holdings for portfolio fit or tax considerations.
The firm’s approach is primarily long‑term, but it also employs fundamental, technical and cyclical analysis and will buy, sell or reallocate positions on shorter time horizons when client objectives or market conditions warrant. Portfolios are implemented on a discretionary basis with ongoing personal client contact, periodic rebalancing, and at least annual account reviews.
Distinctive features for a single‑advisor practice include the management of institutional accounts and participation on an institutional custody and support platform (Schwab Advisor Services), which provides the advisor access to institutional‑level technology and services. The principal brings decades of trading and portfolio management experience and the firm maintains a formal Code of Ethics and procedures to address conflicts such as personal trading.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
Fixed financial planning engagement fees ranging from $12,500 to $75,000
$0 - $1,000,000: 1% $1,000,000 - $10,000,000: 0.70% $10,000,000+: 0.30%
$1000 per hour for financial planning services
Fee-only: Investment management fees based on AUM tiers; financial planning fees hourly or fixed fee
Main office location
Rising Capital Inc.
460 Edgewood Ave
Mill Valley CA 94941, United States
Number of offices
2
Most active in
Rising Capital Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")