Rise Private Wealth Advisors

Rise Private Wealth Advisors is a small registered investment adviser that serves individual clients, including high-net-worth households, and trusts with comprehensive financial planning, discretionary investment management, and limited standalone consulting. The firm provides ongoing portfolio management alongside written financial plans and also manages Personal Choice Retirement Accounts (self-directed employer plan brokerage windows) through Charles Schwab.

RISE describes a fiduciary, long-term investment approach that uses fundamental and technical analysis, strategic asset allocation, and periodic rebalancing, with accounts monitored daily and reviewed at least quarterly; clients receive written plans and monthly portfolio review reports through an online portal. Financial planning topics include retirement income, tax and estate considerations, protection planning, and coordination with clients’ other professional advisors, while consulting engagements are available on an hourly basis.

Noteworthy features for a firm of this size include a dedicated custodial relationship with Charles Schwab (the firm requires Schwab for managed accounts and receives certain soft-dollar and service benefits) and the option to manage PCRA retirement brokerage accounts. The advisory team also performs insurance sales as a secondary activity (representatives spend roughly 10% of their time on insurance and may receive commissions), RISE does not vote client proxies (clients receive proxies directly), and it typically serves clients with at least $250,000 in investable assets, subject to waiver.