RISE Investment Management, LLC

RISE Investment Management provides fee‑only, discretionary investment management and financial planning and consulting to individuals, families, businesses, retirement plans, trusts, and non‑profit organizations. As of the brochure date the firm managed roughly $34.8 million across a small roster of client relationships and is organized with two advising principals.

The firm’s investment approach emphasizes long‑term ownership of competitively advantaged businesses, tax efficiency, and disciplined asset allocation, combining individual equities, bonds held to maturity, ETFs and mutual funds, and, when suitable, privately placed pooled investments. RISE implements client asset allocation at the relationship or “allocation group” level, conducts due diligence on third‑party managers, and regularly rebalances portfolios in light of market conditions, tax considerations, and client circumstances.

Compared with many similarly sized supported firms, RISE’s brochure highlights capabilities more commonly associated with larger advisers: the firm may recommend private placements, offshore pooled vehicles, closed‑end and interval funds, and use separate managers or TAMPs as part of client solutions. The firm’s small team also combines professional credentials and valuation experience with explicit procedures for recommending estate‑document scrivener services and handling client‑directed account restrictions, reflecting a mix of institutional‑style offerings within a boutique advisory structure.