Rise Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
53
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
53
Average account size
$0
About
Rise Financial Group is a small, independent advisory firm led by its sole owner. The firm offers hourly financial consulting, limited ERISA 3(21) fiduciary services to retirement plans, and arranges relationships with third‑party money managers rather than directly managing client assets.
RFG’s process begins with gathering client information and documenting objectives, then recommending and monitoring third‑party managers (including a disclosed Referral Agreement with a named TPM) and delivering the TPM’s disclosures and performance reports. As part of its retirement plan work the firm also provides participant education and group enrollment meetings and documents financial plans within the timelines stated in its brochure.
Notable distinctions include an affiliated insurance practice: the principal spends a majority of time as an insurance agent and may offer insurance products for separate commissions, a relationship the brochure discloses as a potential conflict of interest. The firm also does not custody or directly manage client assets and participates in an incentive/revenue‑sharing arrangement with its third‑party manager, a referral structure the brochure identifies and describes as mitigated through disclosure and fiduciary duties.
Client services
Pension consulting
Selection of other advisers
Financial consulting
Expertise
Wealth management
Fee options
$300 annual fee for Client Directed Accounts (CDA)
$0+: 2.00% (Strategic Portfolios, total fee to client) $0+: 1.80% (Tactical Portfolios, total fee to client) $0+: 1.70% (Allocation & Defined Outcome Portfolios, total fee to client) $0+: 1.80% (Private Wealth Series Portfolios, total fee to client) $0+: 1.00% (Preservation Portfolios, total fee to client)
$200 per hour for financial consulting services
Fee-only: Financial consulting services at $200 per hour; ERISA Plan Services fees up to 1%, negotiable, may be flat fee or percentage; Client Directed Accounts flat $300 annual fee
Main office location
Rise Financial Group
3303 E Baseline Rd, Suite 107
Gilbert AZ 85234, United States
Number of offices
1
Most active in
Rise Financial Group has reported serving >5 clients in these states in the last 12 months.
Arizona · Minnesota · North Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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