Ring Mountain Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$220,142,395
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
426
12% high-net worth
Advisors
1
of 1 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
426
Very HighAverage account size
$516,766
About
Ring Mountain Capital is a registered investment adviser that provides discretionary and non-discretionary portfolio management and financial planning services to individuals (including high-net-worth and non‑HNW clients), as well as trusts, pension plans, endowments and other institutional clients. The firm manages separate accounts and tailors services to each account’s financial situation, objectives and any client‑imposed restrictions.
The firm pursues actively managed, customized portfolios with a focus on publicly traded equities and fixed‑income securities across U.S. and non‑U.S. markets, and it may use a broad range of instruments and techniques as appropriate for each account. Investment decisions are centralized with the firm’s sole portfolio manager, accounts are reviewed at least annually, and the firm discloses use of hedging, margin and smaller‑cap or less liquid securities as possible elements of its strategies.
What is distinctive is the firm’s scale relative to its advisor staffing: a single portfolio manager oversees more than 400 client accounts, an unusually high client‑to‑advisor ratio compared with peers. The firm also combines investment management with standalone financial planning offerings and uses third‑party lead‑generation arrangements to source prospective clients; clients are responsible for proxy voting and are encouraged to maintain custody relationships with recommended custodians.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Fee options
Financial planning fixed fees between $1,500 and $7,500
$0 - $49,999: 1.50% $50,000+: 1.00%
$1,250 per hour for financial planning services
Minimum fee: $100 annual fixed fee for accounts under $50,000 Fee-only: Financial planning fixed fees between $1,500 and $7,500; hourly financial planning fee $1,250 per hour
Main office location
Ring Mountain Capital, LLC
1610 Tiburon Blvd., Suite 200
Tiburon CA 94920, United States
Number of offices
1
Most active in
Ring Mountain Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California · Florida · Louisiana · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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