RIM Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,662,000
This total excludes 65 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
8
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$207,750
About
RIM Group provides investment advisory and portfolio management services to individuals, personal trusts and a mix of institutional clients, including corporations, retirement plans, endowments and charitable organizations. Beyond typical portfolio management, the firm also offers manager selection, business advisory services and bond/public finance advisory work.
The firm starts client engagements with a structured fact‑finding process and may prepare an Investment Policy Statement to guide implementation and ongoing monitoring. It uses third‑party managers and a combination of discretionary and non‑discretionary arrangements, with the majority of reported assets managed on a non‑discretionary basis, and clients retain the ability to accept or reject recommendations.
Several features in the brochure are atypical for peers: the firm offers performance‑based fee arrangements as an option, engages in pension consulting and presents educational seminars or workshops, and the principal conducts insurance brokerage and commission‑based insurance activities outside the advisory accounts. The firm’s involvement in public finance and bond advisory work, and relationships that can involve commissions for insurance products handled separately from advisory services, further distinguish its service mix from many independent advisors.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Small business advisory
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
Business sale tax planning
Occupation focus
Founder/Business Owner
Fee options
$0 - $250,000: 2.00% $250,001 - $500,000: 1.50% $500,001 - $1,250,000: 1.25% $1,250,001 - $2,000,000: 1.00% $2,000,001+: 0.75%
Rim Group itself does not receive commissions on advisory accounts; however, the managing partner Leslie D. Reed acts as a licensed insurance agent and receives commissions in separate, distinct insurance activities unrelated to Rim Group advisory services
Performance-based fees are offered as an option under a separate amendment to the advisory agreement
Account minimum: Not explicitly stated in terms of asset minimum, but minimum annual fees apply: $250 minimum annual fee ($500 minimum for active/options trading accounts) Minimum fee: Minimum annual fee of $250; $500 minimum annual fee for accounts actively traded or using options strategies frequently Fee-only: Fees are based on assets under management per tiered schedule; no commissions on advisory accounts
Main office location
RIM Group
25 Wallace Avenue #5
Indianapolis IN 46201, United States
Number of offices
1
Most active in
RIM Group has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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