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Riley S. Crosbie Advisory, LLC dba Crosbie Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$99,747,087
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
84
80% high-net worth
Total advisors
3
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
28
Average account size
$1,187,465
About
The firm principally manages pooled and institutional-style accounts and provides ongoing portfolio management with complementary financial planning included as part of its services. It documents an Investment Policy Statement for each account and generally acts with discretionary trading authority while using a third‑party trading and execution solution to implement portfolio decisions.
Its investment approach combines cyclical and fundamental analysis with modern portfolio theory and quantitative methods, and it primarily employs long‑term trading and model allocations. Portfolios are constructed from mutual funds, fixed‑income securities, ETFs, equities, Treasury inflation‑protected bonds and insurance products (including annuities), with ongoing monitoring and periodic rebalancing.
What is noteworthy about the firm is an explicit affiliation with the insurance industry: a licensed insurance agent within the firm sells insurance products and accepts commissions for those sales, a relationship the brochure discloses as a conflict of interest. The firm also has a minority ownership stake in CacheTech, an SEC‑registered adviser that provides portfolio management and trading support, and operates with a small advisory team managing approximately $99.7 million in discretionary assets—arrangements that create additional operational dependence on and potential compensation from affiliated entities.
Client services
Financial planning
Portfolio management
Expertise
Income planning
Annuities
College savings (529s, UTMA, etc.)
Fee options
$0 - $2,000,000: 1.50% annually $2,000,001 - $3,000,000: 1.33% annually $3,000,001 - $5,000,000: 1.20% annually $5,000,001 - $7,000,000: 1.00% annually $7,000,001 - $10,000,000: 0.85% annually $10,000,001+: 0.60% annually
Commissions received from sale of insurance products; not primary source of compensation.
Main office location
Riley S. Crosbie Advisory, LLC dba Crosbie Financial
Providence UT, United States
Number of offices
1
Most active in
Riley S. Crosbie Advisory, LLC dba Crosbie Financial has reported serving >5 clients in these states in the last 12 months.
Texas · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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