R
Rikoon Capital Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
1
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
1
Average account size
$0
About
The firm provides consulting services exclusively to another registered investment adviser, assisting that adviser with private offerings exempt under Rule 506 of Regulation D and with related client financial matters. It does not provide portfolio management to individual clients, does not maintain custody, and reports no client assets under management.
Its work emphasizes analysis and ongoing monitoring of private investments, including review of financial statements, sponsor activities, and market conditions to assess liquidity, transparency, and other risks specific to alternative offerings. The firm is paid a negotiated flat fee by the adviser-client on a quarterly basis rather than charging percentage-of-AUM or performance-based fees, and it does not execute trades or recommend custodians.
Compared with many independent advisers, the firm is notable for serving only other investment advisers rather than direct individual clients and for focusing on consulting to private fund advisers, trust-service providers, and real estate projects while disclosing related conflicts of interest. The firm discloses that its personnel may invest in the same private offerings and that firm principals provide separate trustee/fiduciary services and part-time involvement in real estate and art-related activities, which are documented through written disclosures and an adopted code of ethics.
Client services
Subadvisory services
Expertise
Private / alternative investments
Real estate investing
Fee options
Minimum fee: Flat fee negotiated with Shining Rock Advisors, LLC; not tied to client assets under management Fee-only: Flat fee negotiated with Shining Rock Advisors, LLC; paid quarterly in arrears, not asset-based
Main office location
Rikoon Capital Partners, LLC
2219 Old Arroyo Chamiso
Santa Fe NM 87505, United States
Number of offices
1
Most active in
Rikoon Capital Partners, LLC has reported serving >5 clients in these states in the last 12 months.
New Mexico
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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