Rik Saylor Financial, Inc. logo

Rik Saylor Financial, Inc.

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Client assets under management

$194,918,814

Clients

376

26% high-net worth

Advisors

3

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

125

Very High

Average account size

$518,401

About

Rik Saylor Financial provides discretionary investment and wealth management, financial planning, and limited-scope consulting to individuals (including high‑net‑worth clients), employer‑sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm also facilitates estate‑planning document preparation through a third‑party platform and offers participant account management for held‑away retirement assets.

The firm tailors portfolios through client interviews and third‑party risk‑assessment tools, allocating across ETFs, equities, warrants, corporate and municipal debt, options, and alternative investments (including private funds) based on each client’s objectives and risk tolerance. It relies on several third‑party technology platforms (including RMS and Advyzon) for account management, performance reporting, fee billing, and to enable discretionary management of held‑away assets without taking custody.

Noteworthy aspects disclosed in the brochure include the firm’s use of options and other derivative instruments in client accounts and its use of endorsements and testimonials in advertising, practices that are less common among peers. The brochure also discloses a 2021 consent order with the Kentucky Division of Securities related to registration oversight, which the firm resolved by payment of a civil fine.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Wealth management

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Flat fees for consulting or financial planning services not exceeding $25,000

Percentage

$0.00 - $49,999.99: 1.75% $50,000.00 - $99,999.99: 1.75% $100,000.00 - $299,999.99: 1.65% $250,000.00 - $499,999.99: 1.50% $500,000.00 - $749,999.99: 1.35% $750,000.00 - $999,999.99: 1.25% $1,000,000.00 - $1,999,999.99: 1.00% $2,000,000.00 - $2,999,999.99: 0.90% $3,000,000.00 - $3,999,999.99: 0.80% $4,000,000.00 - $4,999,999.99: 0.70% $5,000,000.00 - $9,999,999.99: 0.60% $10,000,000.00+: 0.50%

Project-based

$250 per hour for limited scope consulting engagements

Other

Account minimum: $500,000 Minimum fee: $250 administration fee if accounts are terminated within 12 months (at Adviser discretion) Fee-only: Flat fees up to $25,000; hourly rates from $250 to $500

Main office location

Rik Saylor Financial, Inc.

1241 Nilles Road

Fairfield OH 45014, United States

Number of offices

3

Most active in

Florida · Indiana · Kentucky · Ohio · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Eric H

CFP®, Series 66

Fairfield, OH

Rik Saylor Financial, Inc.

Eric Hamberg is a CFP® with 18 years of experience in financial advising. He is associated with Rik Saylor Financial, Inc., where he has worked since 2012, and previously worked at Triad Advisors and LPL Financial LLC. Outside of his advisory work, Hamberg serves as board chair and treasurer for Sweet Cheeks Diaper Bank, a nonprofit charity supporting underprivileged babies. Rik Saylor Financial serves individuals, trusts, retirement plans, and institutional clients, offering tailored portfolio management and financial planning. The firm employs a diversified investment approach that includes ETFs, equities, debt instruments, options, and alternative investments, supported by third-party risk assessment and tax-planning tools.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
user avatar

Nathanial P

Series 63, Series 65

Fairfield, OH

Rik Saylor Financial, Inc.

Nathanial Parker is a financial advisor with Rik Saylor Financial, Inc., holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. His prior roles include positions at Triad Advisors, LPL Financial LLC, National Planning Corporation, and Ameriprise Financial Services, Inc. He is also a notary public. Rik Saylor Financial serves individuals, trusts, employer-sponsored retirement plans, and other institutional clients, offering discretionary portfolio management, financial planning, and consulting services. The firm customizes portfolios using a range of investment vehicles and employs third-party platforms for risk assessment, account monitoring, and estate document facilitation.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
user avatar

Rik S

Series 63, Series 66

Fairfield, OH

Rik Saylor Financial, Inc.

Rik Saylor is the principal of Rik Saylor Financial, Inc. in Fairfield, Ohio, with 30 years of industry experience. He has held roles at Triad Advisors and LPL Financial, and has led his firm since 1998. Outside of financial advising, he owns a business consulting firm specializing in business evaluation and exit planning. Rik Saylor Financial serves individuals, trusts, retirement plans, and institutional clients with discretionary portfolio management and financial planning. The firm customizes portfolios using a range of investment vehicles and employs third-party tools for risk assessment, tax planning, and estate document facilitation.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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