Ridley Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,328,436
Clients
14
57% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
Very LowAverage account size
$1,094,888
About
Ridley Asset Management provides independent investment advisory and portfolio management to individuals, high net worth clients, families, retirement and pension accounts, trusts and foundations. The firm manages separately managed, discretionary accounts and conducts periodic portfolio reviews; it reports roughly $15.5 million in assets under management across a small client base.
The firm applies a multi‑asset allocation approach across U.S. equities, international equities, fixed income and diversifying assets, using economic, financial, statistical and valuation measures to set weightings. Implementation emphasizes exchange‑traded funds, exchange‑traded notes and other index‑linked securities to pursue tax‑efficient, equity‑like returns with the stated aim of lower volatility versus broad benchmarks.
Distinctive features include the firm’s small scale and low client count, with portfolio oversight handled directly by senior personnel, and its explicit reliance on ETNs and index‑linked products as primary implementation tools. Ridley generally does not vote proxies for individual clients (reserving proxy voting for institutional and ERISA accounts), discloses no disciplinary history, and has no broker‑dealer or other financial industry affiliations.
Client services
Portfolio management
Expertise
Passive / index investing
Fee options
Below $1.0 Million - $1.0 Million: 1.00% $1.0 Million - $5 Million: 0.75% Above $5.0 Million+: 0.50%
$250 per hour (on a case-by-case basis)
Account minimum: $250,000 Fee-only: Fee-only or hourly basis; hourly rate $250 per hour available on a case-by-case basis
Main office location
Ridley Asset Management, LLC
Tiburon CA, United States
Number of offices
1
Most active in
Ridley Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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