Ridgeview Financial Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$108,896,625
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
124
24% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
124
Very HighAverage account size
$878,199
About
Ridgeview Financial Planning provides comprehensive financial planning and ongoing investment supervisory services to individuals, small businesses, and foundations/charitable organizations, and also offers periodic educational workshops. Services span cash-flow and retirement planning, tax and estate considerations, college funding, and implementation of investment strategies for client accounts.
The firm pursues a Core + Satellite investment approach that combines passive, indexed core holdings with actively managed satellite positions and draws on fundamental, technical, and cyclical analysis. Portfolios are generally managed on a discretionary basis with written investment guidelines, periodic rebalancing, and the use of select tools such as options for income generation or hedging when appropriate.
Compared with many independent peers, Ridgeview’s client mix explicitly includes charitable organization clients and it manages approximately $110 million across a relatively modest client base, reflecting a higher assets‑per‑client profile. The advisor operates under CFP Board standards and relies on institutional custody and support services while leaving proxy voting and certain corporate‑action decisions to clients.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
College savings (529s, UTMA, etc.)
General retirement planning
Retirement withdrawal strategies
Fee options
$0 - $999,999: 1.00% annually $1,000,000+: 0.50% annually
$300 per hour, billed in 30-minute increments for financial planning services.
Main office location
Ridgeview Financial Planning
1955 Cleveland Avenue, Suite 107
Santa Rosa CA 95401, United States
Number of offices
2
Most active in
Ridgeview Financial Planning has reported serving >5 clients in these states in the last 12 months.
California · Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")