RidgeBrooke Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$56,635,000
Total clients
109
21% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
109
Average account size
$519,587
About
RidgeBrooke Capital Management LLC provides discretionary asset management and financial planning to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, and business entities. Services include ongoing portfolio management, comprehensive financial plans, and fee‑based management of fixed indexed annuities.
The firm tailors strategies to each client’s goals, time horizon and risk tolerance, using fundamental, technical, charting and cyclical analysis and employing both long‑ and short‑term investment approaches; accounts are reviewed quarterly with rebalancing and tax‑loss harvesting considered where appropriate. RidgeBrooke may engage sub‑advisors to manage portions of client portfolios and operates with full discretionary authority, including discretionary management and interest‑strategy selections for annuity contracts.
What distinguishes the firm from many peers is its affiliation with an insurance business and its active, fee‑based management of fixed indexed annuities—where the adviser directs insurance carriers for strategy allocations and fee deductions. The brochure discloses outside business activities (insurance sales, tax preparation, and precious metals sales) and related commission income, and describes mitigation through disclosure, client choice, and the firm’s stated fiduciary obligations.
Client services
Fee options
Financial planning fixed fee between $1,200 and $6,000
$0 - $499,999: 1.55% $500,000 - $999,999: 1.44% $1,000,000 - $1,999,999: 1.29% $2,000,000 - $2,999,999: 1.08% $3,000,000 - $4,999,999: 0.96% $5,000,000 - $6,999,999: 0.78% $7,000,000 - $9,999,999: 0.69% $10,000,000+: Negotiable
Fee-only: Financial planning fixed fee between $1,200 and $6,000 based on complexity
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
RidgeBrooke Capital Management LLC
5 S. Jefferson Avenue
Cookeville TN 38501, United States
Number of offices
3
Forms ADV
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