Ridge Capital Management, LLC

Ridge Capital Management provides wealth management, discretionary and non‑discretionary portfolio management, financial planning, pension consulting, and estate‑planning coordination to individuals (including high‑net‑worth clients), trusts, corporations, and retirement plan sponsors. As of December 31, 2025 the firm reported roughly $186 million in discretionary assets under management and serves about 335 clients.

The firm designs personalized investment strategies by collecting clients’ financial profiles and objectives and typically implements asset allocation, diversification, and periodic rebalancing across U.S. and international equities, fixed income, mutual funds, ETFs, structured products, and alternatives. RCM may use third‑party sub‑advisors, and—when consistent with client objectives and risk tolerance—recommends leveraged strategies such as margin/borrowing in separately managed accounts and option transactions, and provides guidance on retirement account rollovers.

RCM’s advisers also operate as registered representatives of a broker‑dealer and are licensed insurance agents, enabling the firm to offer commission‑based brokerage and insurance products alongside fee‑based advisory services, a structure the Brochure identifies as a potential conflict of interest that the firm seeks to manage through disclosure and policies. The firm’s relationship with its broker‑dealer and Pershing provides custody, clearing, research, and platform support (including a disclosed one‑time forgivable loan tied to remaining on the platform), which the firm describes as material to its business and manages through disclosure and internal procedures.