Richie Capital Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,728,226
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
50
100% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$234,565
About
Richie Capital Group serves foundations, endowments, pensions, family offices, trusts, business entities and high‑net‑worth individuals, providing discretionary portfolio management through both separately managed accounts and privately offered pooled investment vehicles. The firm acts as the investment manager and sponsor/general partner for a private long/short equity fund while also offering proprietary SMA strategies tailored to client objectives.
RCG’s investment approach is equity‑oriented and bottom‑up, relying on fundamental research to build concentrated portfolios of companies believed to be mispriced, with flexibility to invest across market capitalizations subject to the firm’s stated minimums. The manager uses long and short equity positions and, on occasion, options to seek long‑term capital appreciation and to hedge market exposure, and it generally manages client accounts on a discretionary basis consistent with each client’s risk profile.
Distinctive features include RCG’s dual role as private fund sponsor/GP and as adviser to pooled vehicles, its use of performance‑based compensation arrangements, and its provision of periodic performance results and reporting to investors. The firm’s client base is weighted toward qualified, high‑net‑worth and institutional investors and typically involves larger account commitments; RCG discloses and maintains policies intended to address conflicts that can arise from side‑by‑side management.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Real estate investing
Fee options
1.00% annually (Select Alpha Strategy base rate for accredited and qualified clients)
20% performance fee subject to benchmark for accredited and qualified clients in Select Alpha Strategy and RCG Alpha Long Short Fund.
Account minimum: $5,000,000 minimum for separately managed accounts, subject to waiver by management
Main office location
Richie Capital Group
2028 E. Ben White Blvd, Suite 550
Austin TX 78741, United States
Number of offices
1
Most active in
Richie Capital Group has reported serving >5 clients in these states in the last 12 months.
Georgia · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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