Richard Miller Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,379,484
Total clients
86
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
86
Average account size
$97,436
About
The firm provides discretionary investment management and financial planning services to a mix of individual investors, trusts and estates, pension and profit-sharing plans, and corporate clients. Services include customized portfolio construction using mutual funds, ETFs and, when appropriate, individual stocks and bonds, plus hourly or fixed-fee financial planning and consulting.
Investment decisions are grounded in fundamental analysis and a predominantly long-term orientation, while portfolios are actively monitored and may be rebalanced; the adviser may also use margin, options, concentrated positions and more frequent trading when aligned with client objectives. Clients can impose reasonable investment restrictions, and the firm evaluates funds and ETFs through an internal due-diligence process before inclusion in client accounts.
Notably, the firm provides portfolio management to institutional clients (pension and business plans), a service that is uncommon among independent firms of its type and size. The brochure also discloses that the firm requires use of a specific broker-dealer/custodian (Trade PMR/First Clearing) for client accounts and reports a 2013 FINRA regulatory action that resulted in a fine and a short suspension.
Client services
Expertise
Fee options
Fixed fees ranging from $500 to $2,000, negotiable
$0+: 0.50% +: up to 2.50%
$100 to $200 per hour, negotiable
Fee-only: Investment advisory fees from 0.50% up to 2.50% annually, payable quarterly in advance
Main office location
Richard Miller Financial Services, LLC
2794 Maple Ave
Zanesville OH 43701, United States
Number of offices
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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