RIBERA Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$64,548,291
Clients
41
32% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$1,574,349
About
RIBERA Investment Management provides discretionary investment advice and portfolio management primarily to individual investors and to trusts, estates, and charitable organizations. The firm bills on a percentage-of-assets basis and also offers negotiated hourly advisory engagements as an alternative fee arrangement.
The firm follows a diversified asset-allocation approach that emphasizes reducing portfolio beta and is tailored to each client’s risk tolerance and expected holding period. Investment implementation commonly favors no-load and load-waived mutual funds, though portfolios may include ETFs, preferred stock, CDs, and individual stocks and bonds, with research drawn mainly from Morningstar products and other public filings.
Distinctive features include a long operating history and a workflow in which the firm itself performs weekly account reviews and relies on custodial platforms (Schwab Institutional and Aim/Invesco) for trade execution, reporting, and back-office services. The firm also discloses an uncommon combination of service elements for peers — a negotiated hourly service option and a licensed real estate broker among its members — and it generally does not take custody or routinely retain proxy voting authority, instead consulting clients on voting matters.
Client services
Portfolio management
Expertise
Passive / index investing
Fee options
$0 - $100,000: 1.5% annually $100,000 - $500,000: 1.25% annually $500,000 - $1,000,000: 1.0% annually $1,000,000 - $5,000,000: 0.75% annually $5,000,000+: Negotiated
$300 per hour
Fee-only: Hourly charge of $300 per hour; ongoing consultations at no additional charge for investment management clients
Main office location
RIBERA Investment Management, LLC
Alameda CA, United States
Number of offices
1
Most active in
RIBERA Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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