Rhodeway Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Rhodeway Financial generally provides services to individuals, offering pro bono financial planning and complimentary financial literacy seminars and workshops to non-profit organizations. The firm's investment advice is primarily limited to mutual funds, with an emphasis on funds held in employer‑sponsored retirement plans.
The firm states it uses fundamental analysis and a long‑term trading approach and acknowledges fiduciary duties when advising on retirement accounts. Rhodeway does not maintain discretion, custody, or active trading of client accounts and reported $0 in assets under management as of December 2025; financial planning engagements typically conclude upon delivery of the plan.
Noteworthy features include the provision of free educational workshops (a service that is uncommon among peers) and the stated practice of not charging percentage‑of‑assets fees or collecting financial planning fees. The brochure also discloses that management serves as a director of the Columbia Funds and receives compensation for that role, which is identified as a potential conflict of interest if clients hold or are offered those funds.
Client services
Financial planning
Educational seminars or workshops
100% pro bono services provided to low-, to moderate income individuals and military.
100% pro bono services provided to low-, to moderate income individuals and military.
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
Fee-only: No financial planning fees; services provided pro bono.
Main office location
Rhodeway Financial
518 Hartford Ave
Providence RI 02909, United States
Number of offices
1
Most active in
Rhodeway Financial has reported serving >5 clients in these states in the last 12 months.
Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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