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Rhodes Investment Advisors, Inc.

Updated today

Client assets under management

$293,813,575

Clients

799

0% high-net worth

Advisors

9

of 9 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

89

High

Average account size

$367,727

About

Rhodes Investment Advisors, Inc. serves individuals, trusts, estates and retirement plans, offering portfolio management, financial planning, consulting and third‑party manager selection. Portfolios may include individual stocks and bonds, options, ETFs, mutual funds and cash, and the firm also provides standalone consultation and written financial plans.

The firm manages accounts on both discretionary and non‑discretionary bases and describes an ongoing process of defining objectives, implementing strategies and monitoring portfolios; as of 04/30/2025 it reported $185,147,124 in discretionary AUM and $108,666,451 in non‑discretionary AUM. Rhodes uses charting, fundamental and technical analysis and may recommend third‑party managers (currently Green Investment Management, Inc.) when a manager’s style better fits a client’s goals.

Rhodes discloses a range of broker‑dealer and insurance affiliations that distinguish its business mix from many peers: it is affiliated with Rhodes Securities, Inc., operates as an insurance agency, and states that commission‑based transactions comprise a large share of the combined business (about 65%) while insurance sales account for roughly 25% of firm activity. The brochure also details clearing and revenue‑sharing arrangements with First Clearing/Wells Fargo Clearing Services (including shared transaction charges, margin interest, mutual fund trails and sweep interest), which the firm identifies as potential conflicts of interest for clients to consider.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Options & derivatives strategies Concentrated stock management Wealth management

Fee options

Percentage

$0 - $250,000: 3.00% $250,001 - $500,000: 2.00% $500,001 - $1,000,000: 1.00% $1,000,001+: Negotiable

Commissions

Advisory agents may receive commissions from insurance sales and securities sales through affiliated broker-dealer Rhodes Securities, Inc.

Project-based

Financial planning fees charged hourly between $115 and $200; consulting services billed hourly up to $200 per hour.

Other

Account minimum: $10,000 Fee-only: Financial planning fees charged hourly between $115 and $200 per hour, negotiated prior to service.

Main office location

Rhodes Investment Advisors, Inc.

306 West 7 Th Street, Suite 1000

Fort Worth TX 76012, United States

Number of offices

4

Most active in

Louisiana · Oklahoma · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

J. R

Series 66

Fort Worth, TX

Rhodes Investment Advisors, Inc.

J. Rhodes is a financial advisor at Rhodes Investment Advisors, Inc. with 22 years of industry experience. He holds the Series 66 designation and has served as CEO and shareholder of Rhodes Securities, Inc., as well as president and shareholder of FRIE Financial Group Inc. Outside of finance, he is an officer of Scruddle, an internet company, and a member of Fletch Capital LLC, an options trading firm. Rhodes Investment Advisors, Inc. serves individuals, trusts, estates, and retirement plans by providing portfolio management, financial planning, consulting, and third-party manager selection. The firm manages discretionary and non-discretionary accounts using a combination of charting, fundamental and technical analysis, and may recommend third-party managers to match client objectives.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

James P

Series 63, Series 65

Fort Worth, TX

Rhodes Investment Advisors, Inc.

James Palmer is a financial advisor with Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has been with Rhodes Investment Advisors and its affiliated broker-dealer, Rhodes Securities, Inc., since 2002. Palmer also works as an insurance agent representing several companies. Rhodes Investment Advisors serves individuals, trusts, estates, and retirement plans, providing portfolio management, financial planning, consulting, and third-party manager selection. The firm manages both discretionary and non-discretionary accounts, employing a combination of charting, fundamental and technical analysis, and may recommend third-party managers when appropriate.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Jordan J

Series 66

Claremore, OK

Rhodes Investment Advisors, Inc.

Jordan Jones is a financial advisor at Rhodes Investment Advisors, Inc. with seven years of industry experience. He holds a Series 66 designation and has been with Rhodes Securities, Inc. since 2018. Outside of finance, he teaches adult education classes at The Chattery in Chattanooga, TN. Rhodes Investment Advisors, Inc. serves individuals, trusts, estates, and retirement plans, providing portfolio management, financial planning, consulting, and third-party manager selection. The firm employs a range of strategies including charting, fundamental and technical analysis, and manages accounts on both discretionary and non-discretionary bases.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Guy C

CFP®, Series 63, Series 65

Fort Worth, TX

Rhodes Investment Advisors, Inc.

Guy Cumbie is a CFP® with 42 years of industry experience and is the principal of Cumbie Advisory Services, Inc. in Fort Worth, TX, where he has worked since 2007. He has also been affiliated with Rhodes Investment Advisors, Inc., Rhodes Securities, Inc., and Cumbie Financial Services for multiple decades. Outside of his advisory work, he operates a non-investment related ranch. Cumbie Advisory Services, Inc. provides financial planning and investment management consulting primarily to individuals, high-net-worth clients, retirement plans, and trusts. The firm acts as a non-discretionary consultant, focusing on diversified, low-cost portfolios and research-based strategies while recommending independent money managers and maintaining a fee-for-service model.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Timothy S

CFP®, Series 63

Edmond, OK

Rhodes Investment Advisors, Inc.

Timothy Singleton is a CFP® with 39 years of industry experience, currently serving at Rhodes Investment Advisors, Inc. since 2004. He has a background as a CPA dating back to 1986 and has been affiliated with Rhodes Securities, Inc. since 1991. In addition to his advisory role, he prepares tax returns for investment clients and works as an insurance agent representing several companies. Rhodes Investment Advisors, Inc. serves individuals, trusts, estates, and retirement plans with portfolio management, financial planning, consulting, and third-party manager selection. The firm employs a combination of charting, fundamental and technical analysis, and may recommend third-party managers to align with clients’ goals.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Kevin V

Series 66

Fort Worth, TX

Rhodes Investment Advisors, Inc.

Kevin Varrichio is a financial advisor with Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding a Series 66 designation and 11 years of industry experience. He has worked at Rhodes Securities, Inc. since 2016 and briefly at Fidelity Brokerage Services LLC. Outside of his advisory role, he is a member of Fetch Capital LLC, a company involved in options trading. Rhodes Investment Advisors, Inc. serves individuals, trusts, estates, and retirement plans by providing portfolio management, financial planning, consulting, and third-party manager selection. The firm manages both discretionary and non-discretionary accounts and employs a combination of charting, fundamental and technical analysis in its investment approach.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Joseph J

Series 66

Fort Worth, TX

Rhodes Investment Advisors, Inc.

Joseph Jones is a financial advisor at Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding a Series 66 designation with 17 years of industry experience. He has worked at Rhodes Securities, Inc. since 2015. In addition to his advisory role, Jones is an insurance agent and independent contractor affiliated with Rhodes Securities, where he sells variable and fixed insurance products. Rhodes Investment Advisors serves individuals, trusts, estates, and retirement plans with portfolio management, financial planning, consulting, and third-party manager selection. The firm manages accounts on both discretionary and non-discretionary bases, employing charting, fundamental, and technical analysis, and may recommend third-party managers to align with client objectives.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

John V

Series 63, Series 65

Fort Worth, TX

Rhodes Investment Advisors, Inc.

John Vann is a financial advisor with Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding Series 63 and Series 65 licenses and bringing 45 years of industry experience. He has been with Rhodes Investment Advisors and its affiliated Rhodes Securities since 2002. Outside of his advisory role, he works as an insurance agent representing several companies. Rhodes Investment Advisors serves individuals, trusts, estates, and retirement plans by offering portfolio management, financial planning, consulting, and third-party manager selection. The firm manages both discretionary and non-discretionary accounts using charting, fundamental and technical analysis, and may recommend outside managers to better align with client goals.

Options & derivatives strategies Concentrated stock management Wealth management
user avatar

Craig W

Series 63

Fort Worth, TX

Rhodes Investment Advisors, Inc.

Craig Wade is a financial advisor with Rhodes Investment Advisors, Inc. in Fort Worth, TX, holding a Series 63 designation and over 42 years of industry experience. He has been with Rhodes Investment Advisors since 1997 and Rhodes Securities, Inc. since 1988. Wade is also an insurance agent representing several companies. Rhodes Investment Advisors, Inc. serves individuals, trusts, estates, and retirement plans with portfolio management, financial planning, consulting, and third-party manager selection. The firm manages accounts on both discretionary and non-discretionary bases, employing charting, fundamental and technical analysis, and may recommend outside managers to align with client goals.

Options & derivatives strategies Concentrated stock management Wealth management
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