R
Rhb Capital, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,506,318
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
8
38% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$4,313,290
About
RHB Capital, Inc. provides ongoing portfolio management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and charitable organizations, managing roughly $38.7 million across a very small number of client accounts. Its services include individualized investment policy statements and pension consulting as part of its asset‑based advisory relationship.
The firm builds client portfolios using a mix of charting, fundamental, technical, and cyclical analysis and implements both long‑ and short‑term strategies, including options writing, short sales, and margin transactions, under discretionary authority. Accounts are reviewed at least monthly by the firm’s adviser, and clients receive custodian statements while the firm permits client‑directed brokerage.
The brochure discloses that the firm’s principal is both an attorney and a licensed insurance agent and may offer commissionable insurance products, a combination that the firm notes could create conflicts and is addressed through disclosure. Serving charitable organizations and pension clients and providing pension consulting while maintaining a small advisory practice is atypical among similar independent firms and is a notable aspect of its business model.
Client services
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Annuities
Fee options
1.00% annually
Main office location
Rhb Capital, Inc.
17011 Beach Blvd., Suite 900
Huntington Beach CA 92647, United States
Number of offices
1
Most active in
Rhb Capital, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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