R
RH Knapp & Co.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$23,553,645
Total clients
30
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
30
Average account size
$785,122
About
The firm provides discretionary investment management primarily to individuals, trusts and small corporations, and also serves corporate profit and pension plans, endowments and businesses. As of 01/01/2018 the brochure reports the firm managed approximately $16,793,000 in discretionary assets across about 30 client accounts and does not sell insurance or other financial products or accept commissions.
Investment management emphasizes individual securities rather than pooled products, using both fundamental analysis (earnings, management, sector performance) and technical chart analysis to identify buys and sells. The firm generally recommends equity investing for clients with at least a five-year time horizon, operates under limited power of attorney for trading discretion, and allows clients to place restrictions on specific securities.
Notable features for a solo advisor include an explicit technical trading discipline (stocks are generally sold if they fall about 8% from purchase and considered for sale after roughly 20% appreciation) and a stated policy against purchasing mutual funds, annuities, or partnerships in managed accounts. The firm operates without additional staff, uses trade aggregation with a written trade-allocation policy, relies primarily on an independent third‑party custodian (commonly Charles Schwab), and leaves proxy voting to clients rather than voting on their behalf.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
0.30% to 1.25% annually, depending on assets and types of assets managed
Fee-only: Fee is solely asset-based percentage; no commissions or other fees accepted
Main office location
RH Knapp & Co.
Oracle AZ, United States
Number of offices
1
Most active in
RH Knapp & Co. has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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