RF Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,448,818
Clients
12
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$120,735
About
RF Capital Management provides discretionary investment management through separately managed accounts to individuals, high-net-worth clients, and businesses. The firm operates as a small independent adviser serving a limited number of clients and uses an asset-based advisory arrangement common among peers.
The firm employs a bottom-up, fundamental value investing approach focused on long‑term capital appreciation, typically concentrating holdings in a small number of stocks after detailed financial statement analysis. Portfolios are actively monitored and may include both operating businesses and special situations, and the adviser may invest in smaller-cap or less liquid securities when opportunities meet its criteria.
A distinctive feature is that RF Capital charges performance‑based fees to qualified clients in addition to asset-based fees, with a high‑water‑mark mechanism — an arrangement that is uncommon among independent advisers and may create incentives toward higher-risk or more speculative investments. Combined with its concentrated portfolio style and willingness to hold illiquid or microcap securities, the firm’s structure and strategy produce a risk/return profile that differs from more widely diversified, fee-only peers.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
2.0% annually for all clients (non-qualified and qualified)
20% of capital gains on qualified clients' accounts with a high-water mark loss carryforward.
Account minimum: $1,000,000 Fee-only: 2.0% annually asset-based management fee billed monthly in advance based on assets under management.
Main office location
RF Capital Management
615 Las Tunas Drive, Suite 203
Arcadia CA 91007, United States
Number of offices
1
Most active in
RF Capital Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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