Retirement Wealth Center Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$31,225,190
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
66
36% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
66
HighAverage account size
$473,109
About
The firm provides fee-only portfolio management and financial planning services to individuals, estates, trusts, business entities and corporate pension and profit‑sharing plans. Services are delivered on a discretionary basis and include management of publicly traded securities such as stocks, bonds, exchange‑traded funds and mutual funds.
Investment programs are tailored to each client through an investment policy statement and regular account reviews, with strategies generally oriented toward longer‑term holdings and analysis that includes fundamental, technical and charting methods. The firm may use third‑party mutual funds and ETFs when constructing portfolios and discloses it does not receive referral fees for those recommendations.
Notably, the firm’s principal operates a separate CPA practice and provides tax and accounting services to some advisory clients, a relationship that the brochure identifies as a potential conflict and states is mitigated by fiduciary disclosure and client choice; the principal spends roughly 20% of his time on CPA services. The firm also advises corporate pension and profit‑sharing plans, a client type that is less common for comparable single‑advisor independent firms.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General tax planning
General estate planning guidance
Cash flow / budgeting
Fee options
Financial planning flat fees typically between $500 and $3,000
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.85% annually $3,000,001 - $4,000,000: 0.80% annually $4,000,001+: 0.75% annually
$75 to $350 per hour for financial planning services
Fee-only: Financial planning hourly fees from $75 to $350 per hour; fixed fees from $500 to $3,000
Main office location
Retirement Wealth Center Inc
100 E Thousand Oaks Blvd #276
Thousand Oaks CA 91360, United States
Number of offices
1
Most active in
Retirement Wealth Center Inc has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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