Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$272,729,463
Total clients
412
18% high-net worth
Total advisors
5
of 10 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
82
Average account size
$661,965
Retirement Strategies, Ltd. advises individuals (including high-net-worth clients) and retirement plan sponsors, offering comprehensive portfolio management, financial planning and consulting, employer savings plan monitoring, employee benefit plan consulting, and referrals to third-party money managers. The firm also provides client communications such as monthly and quarterly newsletters and conducts educational seminars and workshops for prospective and current clients.
The firm’s portfolio management process begins with one or more client meetings to assess goals, resources, and risk tolerance, and it typically employs mutual funds, ETFs, individual stocks and bonds with regular (at least quarterly) account reviews and periodic rebalancing. Retirement Strategies uses a mix of fundamental and technical analysis, may engage independent money managers, and acknowledges its fiduciary duties when advising retirement-plan accounts under ERISA.
Compared with many peers, the firm combines advisory services with employee-focused education through third-party education platforms and on-site seminars, and some principals are passive partners in RS Tax and Accounting Services, LLC—an affiliation disclosed in the brochure. The firm discloses material changes in its annual brochure (most recently noting an update to planning fees) and notes that several representatives are dually registered or licensed to offer broker-dealer and insurance products, a fact it discloses as a potential conflict of interest.
Flat fees for financial planning and consulting services generally between $350 and $5,000; Educational Seminars up to $20,000; 3rd Party Education Platforms up to $20,000; fees negotiable
$0 - $99,999.99: 1.20% $100,000 - $249,999.99: 0.95% $250,000 - $499,999.99: 0.85% $500,000 - $749,999.99: 0.70% $750,000 - $1,249,999.99: 0.60% $1,250,000 - $2,249,999.99: 0.50% $2,250,000+: 0.40%
Commissionable securities sales by supervised persons; commissions received but generally do not exceed 50% of revenue
Hourly fees for Wealth Builder Plan ranging from $150 to $300
Minimum fee: Minimum fee of $500 for Comprehensive Portfolio Management and Financial Planning and Consulting services Fee-only: Financial planning and consulting: flat fees ranging from $350 to $5,000; hourly fees ranging from $150 to $300; fees negotiable
Retirement Strategies, Ltd.
5060 Parkcenter Ave., Suite A
Dublin OH 43017, United States
Number of offices
1
California · Florida · Louisiana · North Carolina · Ohio · Texas · Virginia
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63
Dublin, OH
Retirement Strategies, Ltd.
CFP®, ChFC®, Series 63
Dublin, OH
Retirement Strategies, Ltd.
Series 65, Series 66
Dublin, OH
Retirement Strategies, Ltd.
CFP®, Series 63
Dublin, OH
Retirement Strategies, Ltd.
Series 65
Dublin, OH
Retirement Strategies, Ltd.
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