Retegy LLC logo

Retegy LLC

Updated today

Client assets under management

$8,084,503

Clients

7

0% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

7

Very Low

Average account size

$1,154,929

About

Retegy provides discretionary asset management and comprehensive financial planning to individual and high-net-worth clients, delivering ongoing portfolio monitoring, retirement, tax, estate, and business succession planning. The firm also offers consulting on specific needs such as college funding, divorce planning, and insurance reviews as part of its planning services.

The firm’s investment process incorporates multiple methods of analysis (including fundamental, technical, charting, and cyclical approaches) and may use a wide range of instruments such as stocks, bonds, ETFs, options, variable annuities, and insurance subaccounts. Retegy routinely uses a third‑party sub-advisor to manage all or a portion of client assets, serving as the liaison that monitors sub-advisor performance, administers account paperwork, and retains discretion to change managers when appropriate; legacy co‑provider arrangements with the sub‑advisor remain in place for some accounts.

Compared with many peers, Retegy regularly holds public seminars and workshops on investment topics that are educational in nature and free to attend, an offering that is uncommon among similar independent advisors. The firm is small and owner‑managed, with roughly $8 million in assets under management and a limited client roster, and the principal maintains professional credentials (including CFP and tax credentials), outside professional employment, and an online continuing‑education activity — details that inform how the firm staffs and structures portfolio monitoring and client services.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Income planning Retirement withdrawal strategies Active portfolio management Options & derivatives strategies Cash flow / budgeting

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Negotiable fixed fees for financial planning, based on estimated time and complexity

Percentage

$0 - $1,000,000: 1.50% annually $1,000,001 - $3,000,000: 1.25% annually $3,000,001+: 1.00% annually

Project-based

$250 per hour for financial consulting and financial planning

Other

Fee-only: Fee-only investment management firm, no commissions received.

Main office location

Retegy LLC

Irvine CA, United States

Number of offices

1

Most active in

California · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")