Resolute Capital, LLC

Resolute Capital provides investment advisory and portfolio management services to individuals, high-net-worth individuals, and corporations, preparing an Investment Policy Statement (IPS) for each client and offering asset allocation, security selection, and regular portfolio monitoring. The firm accepts both discretionary and non-discretionary engagements, with a larger share of assets managed on a non-discretionary basis so clients retain authority to approve trades.

The firm develops customized strategies based on documented objectives, income, tax considerations, time horizon, and risk tolerance, and it conducts periodic account reviews at least quarterly with custodial reporting to clients. Investment analysis combines both fundamental and technical methods—using sources such as Bloomberg and regulatory filings—and strategies can range from long-term holdings to trading, short sales, margin use, and occasional private investment advice.

Compared with typical independent advisers, Resolute Capital is notable for its primarily non-discretionary asset base and a small, concentrated client roster (approximately 15 clients and about $20.7 million in AUM), which results in a more client-directed implementation model than is common among peers. The firm also documents individualized IPSs for each client, does not offer wrap-fee programs or soft-dollar arrangements, and relies on qualified custodians to deliver account statements directly to clients.