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Remington Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,480,692
Clients
4
75% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$3,870,173
About
Remington Wealth Management LLC is an independent advisory firm that provides portfolio management and related advisory services to individual clients, managing about $15.48 million in client assets for a very small client base (four clients) through a single advisor. The firm uses a percentage-of-assets fee model and describes standard services such as account reviews and investment recommendations in its Form ADV.
Remington generally operates on a primarily non-discretionary basis, as described in Item 16 of its brochure, meaning clients retain final authority over trading decisions and the advisor implements recommendations with client consent. Its ADV also outlines the firm’s methods of analysis, investment strategies, and periodic account review process (Items 8 and 13), reflecting a client-involved advisory process rather than routine discretionary trading.
Notably, the firm’s brochure includes a Disciplinary Information section (Item 9) disclosing past disclosure events, a feature that is uncommon among independent advisors. Combined with its very small client roster and non-discretionary operating model, these elements distinguish Remington from many peers in the independent-advisor category.
Client services
Portfolio management
Main office location
Remington Wealth Management LLC
Louisville KY, United States
Number of offices
1
Most active in
Remington Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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