Regent Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$75,722,972
Total clients
83
29% high-net worth
Total advisors
4
of 2 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
21
Average account size
$912,325
About
Regent Wealth Management provides discretionary investment management and advisory services to individuals, retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm manages roughly $75.7 million in client assets and also offers employee benefit plan consulting and ongoing portfolio supervision.
Regent’s process combines third‑party research and corporate filings with portfolio construction across a broad set of instruments, including listed equities, bonds, mutual funds, ETFs, options, real estate and energy interests, and the use of margin and short‑selling where appropriate. Clients receive quarterly account reviews and the firm coordinates planning matters (tax, estate, insurance) with a client’s other professional advisors at no additional charge.
The brochure discloses a few institutional relationships that are uncommon for similar team firms — including reported work with other advisers, state or municipal entities, banks, insurance companies, and a sovereign wealth fund — and a principal’s role as a licensed insurance agent who may implement insurance product transactions. The firm also has ownership links to separate CPA practices and at least one principal serves as trustee for a client trust, which are notable governance and affiliation features relative to peers.
Client services
Expertise
Fee options
$0 - $300,000: 1.75% annually $300,001 - $1,000,000: 1.25% annually $1,000,001 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.80% annually $5,000,001+: 0.65% annually
Account minimum: $300,000
Main office location
Regent Wealth Management, Inc.
9242 S. Sheridan Rd., Suite D
Tulsa OK 74133, United States
Number of offices
2
Most active in
Arkansas · Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")