Regency Wealth Management logo

Regency Wealth Management

Updated today

Client assets under management

$586,478,870

Clients

287

64% high-net worth

Advisors

6

of 8 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

48

Low

Average account size

$2,043,480

About

Regency Wealth Management is a fee‑only, SEC‑registered investment adviser that serves individuals (including high‑net‑worth clients), retirement plans, trusts, foundations and charitable organizations, typically working with clients who have investible assets above $1 million. The firm provides wealth management, portfolio management, financial planning and retirement plan consulting, managing the majority of client assets on a discretionary basis.

Regency develops individualized investment policy statements through in‑depth client interviews and uses both fundamental and technical analysis to construct portfolios that emphasize long‑term holdings while permitting shorter‑term trades and option strategies when appropriate. It also provides written financial plans with online access and leverages third‑party aggregation/held‑away account software to incorporate clients’ external retirement and education accounts into its advice.

Noteworthy differences from many peers include the firm’s public presentation of third‑party ratings and its disclosure practices (the brochure lists its CRD number and directs clients to a disclosures page on its website), along with the use of outside vendors such as Chicago Clearing Corporation to monitor class‑action claims and Fidelity’s FCCS platform for custody and operational support. Regency operates with a mid‑sized advisory team and reports approximately $642.6 million in regulatory assets under management, the bulk of which is managed discretionary.

Client services

Financial planning Portfolio management

Expertise

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy

Fee options

Percentage

$0 - $2,500,000: 1.10% annually $2,500,000 - $5,000,000: 0.75% annually $5,000,000+: 0.35% annually

Other

Account minimum: $1,000,000 Minimum fee: $11,000 minimum annual fee for Wealth Management and Investment Advisory clients Fee-only: Fee-only firm; no transaction-based compensation accepted

Main office location

Regency Wealth Management

500 North Franklin Turnpike, Suite 212

Ramsey NJ 07446, United States

Number of offices

1

Most active in

Florida · Massachusetts · Michigan · New Jersey · New York · North Carolina · Pennsylvania

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Andrew A

CFA®, Series 63

Ramsey, NJ

Regency Wealth Management

Andrew Aran is a CFA® charterholder with 17 years of industry experience. He has been with Hudson Capital Management LLC, doing business as Regency Wealth Management, since 2010. Regency Wealth Management provides wealth management, investment advisory, financial planning, and retirement plan consulting services to individuals, including high-net-worth clients, as well as institutional clients such as pension plans and foundations. The firm manages approximately $538 million in regulatory assets and employs a combination of fundamental and technical analysis to deliver personalized investment strategies.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy
user avatar

Mark A

CFP®, Series 66

Ramsey, NJ

Regency Wealth Management

Mark Andraos is a CFP® and holds a Series 66 license with 12 years of industry experience. He has worked at Regency Wealth Management since 2019 and previously was with Fountainhead Asset Management and Heller Wealth Advisors. Regency Wealth Management provides wealth management, investment advisory, financial planning, and retirement plan consulting services to individuals and institutional clients, typically serving those with investible assets over $1 million. The firm employs a mix of fundamental and technical analysis to manage accounts on a discretionary basis and conducts regular reviews and financial planning after detailed client interviews.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy
user avatar

Gavin C

Series 63, Series 65

Ramsey, NJ

Regency Wealth Management

Gavin Charlton is a financial advisor at Regency Wealth Management with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Regency Wealth Management since 2022. Prior to that, he was employed at Murphy Capital Management Inc, Peapack-Gladstone Bank, and Beacon Wealth Management, LLC. Regency Wealth Management serves individuals, including high-net-worth clients, and institutional clients such as pension plans, trusts, foundations, and businesses. The firm provides wealth management, investment advisory services, financial planning, and retirement plan consulting, managing approximately $538 million in regulatory assets with a team of five advisors.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy
user avatar

Bryan K

CFP®, Series 66

Ramsey, NJ

Regency Wealth Management

Bryan Kabot is a CFP® and holds a Series 66 license with 18 years of industry experience. He has been with Regency Wealth Management since 2013. Regency Wealth Management is a fee-only advisory firm serving individuals, including high-net-worth clients, and institutional clients such as pension plans and foundations. The firm combines fundamental and technical analysis in managing discretionary accounts and emphasizes coordinated financial planning and investment management.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy
user avatar

Mark R

CFP®, Series 66

Ramsey, NJ

Regency Wealth Management

Mark Reitsma is a CFP® and holds a Series 66 license, with 23 years of experience in the financial industry. He has been with Hudson Capital Management LLC doing business as Regency Wealth Management since 2010. Regency Wealth Management provides wealth management, investment advisory services, financial planning, and retirement plan consulting to individuals, including high-net-worth clients, as well as institutional clients such as pension plans, trusts, foundations, and businesses. The firm serves clients with investible assets generally over $1 million and manages accounts primarily on a discretionary basis using a mix of fundamental and technical analysis.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy
user avatar

Timothy P

CFA®, Series 63

Ramsey, NJ

Regency Wealth Management

Timothy Parker is a CFA® charterholder with 21 years of industry experience. He is affiliated with Regency Wealth Management, where he has worked since 2004. The firm serves individuals, including high-net-worth clients, as well as institutional clients such as pension plans, trusts, and foundations. Regency Wealth Management provides wealth management, financial planning, and retirement plan consulting, managing approximately $538 million in regulatory assets with a team of five advisors.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy
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