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Red SEVEN

Updated today

Client assets under management

$87,568,000

Clients

244

7% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

61

Typical

Average account size

$358,885

About

RED Seven provides portfolio management and comprehensive financial planning to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and charitable organizations. The firm reports about $91.0 million in discretionary assets under management and an additional $46.8 million in assets under advisement across its client base.

Operating as a fiduciary, RED Seven generally manages accounts on a discretionary basis and tailors recommendations to each client’s income, tax situation, time horizon and documented risk tolerance, using model portfolios where appropriate. Its investment process combines fundamental and technical analysis and a mix of long‑ and short‑term trading, and the firm may recommend third‑party advisors and use wrap‑fee platforms through major custodians.

A notable feature for a team of this size is that firm management includes a licensed certified public accountant (who does not provide client accounting or tax‑preparation services) and the adviser works with multi‑employer retirement arrangements and pension clients, including arrangements for third‑party administrator fee withdrawals. Several representatives are also licensed insurance agents and the brochure discloses the potential conflict posed by offering commissionable insurance products while operating a fee‑based investment advisory platform.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General retirement planning Income planning Life insurance needs analysis College savings (529s, UTMA, etc.) Retirement withdrawal strategies

Fee options

Fixed

Standard financial planning fee of $1,500 (negotiable)

Percentage

$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.80% annually $3,000,001 - $4,000,000: 0.70% annually $4,000,001 - $5,000,000: 0.60% annually $5,000,001+: 0.50% annually

Other

Account minimum: $250,000 (may be waived at advisor's discretion) Fee-only: Fixed financial planning fee of $1,500 (negotiable)

Main office location

Red SEVEN

960 Canterbury Place Suite 380

Escondido CA 92025, United States

Number of offices

2

Most active in

Arizona · California · Montana · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Rosario S

Series 65

Escondido, CA

Red SEVEN

Rosario Scappaticci is a financial advisor at Red SEVEN with a Series 65 designation and one year of industry experience. Prior to joining the firm, he was a student for ten years. Red SEVEN provides investment advisory and comprehensive financial planning services to individuals, pension and profit-sharing plans, and charitable organizations. The firm uses both fundamental and technical analysis and manages client portfolios through various platforms, offering a range of investment options tailored to client risk tolerances.

General retirement planning Income planning Life insurance needs analysis College savings (529s, UTMA, etc.) Retirement withdrawal strategies
user avatar

Kristina A

Series 65

Laurel, MT

Red SEVEN

Kristina Allardice is a financial advisor at RED Seven with a Series 65 designation and experience dating back to 2019. Her prior roles include positions at Skaja & Daniels and Turning Point, as well as employment at Saddleback Church. Outside of her advisory work, she teaches piano lessons and works as an independent contractor for Calvary Chapel Billings. RED Seven provides investment advisory and comprehensive financial planning services to individuals, pension and profit-sharing plans, and charitable organizations. The firm employs both fundamental and technical analysis and manages client portfolios through various platforms, tailoring strategies to risk tolerance and utilizing a mix of investment types.

General retirement planning Income planning Life insurance needs analysis College savings (529s, UTMA, etc.) Retirement withdrawal strategies
user avatar

John R

CFP®, Series 66

Escondido, CA

Red SEVEN

John Richardson Jr. is a CFP® and Series 66-licensed financial advisor with 22 years of industry experience. He has been with Red SEVEN since 2013, where he is part of a four-advisor team based in Escondido, CA. Red SEVEN provides investment advisory and comprehensive financial planning services to individuals, pension and profit-sharing plans, and charitable organizations. The firm operates as a fiduciary on a fee basis, managing client portfolios using both fundamental and technical analysis across a range of asset classes, and offers integrated tax and insurance planning through its licensed principals.

General retirement planning Income planning Life insurance needs analysis College savings (529s, UTMA, etc.) Retirement withdrawal strategies
user avatar

Jerod F

CFP®, Series 63

Escondido, CA

Red SEVEN

Jerod Fenton is a CFP® with 19 years of industry experience and has been with Red SEVEN since 2013. He is licensed to sell insurance and annuity products independently and may receive commissions when acting in this capacity. Red SEVEN provides investment advisory and comprehensive financial planning services to individuals, pension and profit-sharing plans, and charitable organizations, managing portfolios through various TAMPs and employing both fundamental and technical analysis. The firm operates as a fiduciary on a fee basis and offers integrated tax and insurance planning through its team, which includes licensed insurance agents and a CPA.

General retirement planning Income planning Life insurance needs analysis College savings (529s, UTMA, etc.) Retirement withdrawal strategies
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