Red Rock Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,356,171
Total clients
18
33% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
18
Average account size
$686,454
About
Red Rock Capital Advisors is a single-adviser registered investment adviser that works primarily with individual clients. The firm provides discretionary portfolio management, modular financial planning, and advisory consulting tailored to each client's needs.
The firm combines fundamental and technical analysis and uses both long- and short-term purchase strategies, occasionally employing short-term trading when deemed suitable for a client's objectives. Clients are required to custody assets at Charles Schwab and the firm uses Schwab’s cash vehicle for account cash management and participates in the Schwab Institutional Intelligent Portfolios platform for managed accounts.
Red Rock is a small, long-established advisory practice (in operation since 2002) that focuses solely on fee-based advisory services rather than commissionable products. The firm’s brochure discloses that its principal filed a personal Chapter 7 bankruptcy in 2019 related to a closed family business (discharged October 2, 2019), and the mandatory Schwab custody requirement is a notable operational distinction compared with some peers.
Client services
Fee options
$50,000 - $250,000: 1.35% $250,001 - $1,000,000: 1.10% $1,000,001+: 1.00%
$125.00 per hour for financial planning and consulting services
Account minimum: $50,000 Minimum fee: Minimum annual fee of $500.00; may range between $500.00 and $1,000.00 depending on engagement
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Red Rock Capital Advisors, LLC
Hibbing MN, United States
Number of offices
1
Forms ADV
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