Red Rock Capital Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,678,795
Clients
17
35% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
TypicalAverage account size
$745,811
About
The firm provides investment advisory services to individual clients through discretionary portfolio management, financial planning (offered in comprehensive or modular formats), and general consulting. It serves a small client base and combines ongoing portfolio oversight with one-time or limited-scope planning engagements.
Investment decisions draw on a mix of fundamental and technical analysis and may include both long- and short-term trading when deemed suitable for a client's objectives; cash in client accounts is managed using the custodian’s money market vehicle. The adviser requires clients to custody assets at Charles Schwab and may enroll accounts in Schwab’s Institutional Intelligent Portfolios program, which affects trade aggregation, custody, and the available investment products.
Compared with many peers, the firm operates at a notably small scale (a single-advisor practice with a modest number of accounts and AUM) and emphasizes individualized, hands-on service. Its principal has a long tenure in the industry and discloses a personal Chapter 7 bankruptcy filing in 2019 that was subsequently discharged, a personal detail highlighted in the firm’s disclosures.
Client services
Financial planning
Portfolio management
General consulting services
Expertise
General retirement planning
Income planning
Fee options
$50,000 - $250,000: 1.35% $250,001 - $1,000,000: 1.10% $1,000,001+: 1.00%
$125.00 per hour for financial planning and consulting services
Account minimum: $50,000 Minimum fee: Minimum annual fee of $500.00, ranging between $500.00 and $1,000.00 depending on engagement scope
Main office location
Red Rock Capital Advisors, LLC
Hibbing MN, United States
Number of offices
1
Most active in
Red Rock Capital Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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