Red Lighthouse Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$560,677,787
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
105
77% high-net worth
Advisors
1
of 1 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
105
HighAverage account size
$5,339,788
About
Red Lighthouse Investment Management serves individual investors (including high‑net‑worth clients) as well as corporations, foundations, endowments, pension and profit‑sharing plans, and trusts and estates, offering discretionary portfolio management and related investment advisory services. The firm provides customized, structured portfolio management with ongoing rebalancing and educational guidance on retirement plan rollovers.
The firm follows an asset‑allocation driven, passive approach grounded in Modern Portfolio Theory, emphasizing broadly diversified, tax‑efficient portfolios implemented primarily with index funds and funds from Dimensional Fund Advisors, and it favors global diversification over market timing or individual security selection. Portfolios are constructed to match clients’ risk tolerances and objectives and are generally managed on a discretionary basis with periodic reviews.
Notably, the firm operates with a single registered advisor while managing roughly $612 million in client assets, an unusually high AUM per advisor for a firm in the team category. It is fee‑only, discloses that a founder recently retired but remains a minority owner, and reports that the principal serves as trustee for one client account — a custody arrangement that requires an independent surprise examination.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Fee options
Flat fees may be charged alternatively but specific amounts not stated.
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.70% annually $3,000,001 - $4,000,000: 0.50% annually $4,000,001 - $5,000,000: 0.50% annually $5,000,001+: Negotiable
Account minimum: $2,000,000 Fee-only: Fee-only advisory firm compensated only by clients; no commissions or other compensation received.
Main office location
Red Lighthouse Investment Management, LLC
Hillsdale NY, United States
Number of offices
1
Most active in
Red Lighthouse Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · Connecticut · Maine · New York · Vermont
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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