RD Lewis Wealth Management

RD Lewis Wealth Management provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, families, trusts and estates. The firm’s services include custom portfolio construction primarily using mutual funds and ETFs, retirement account rollover guidance, and ad‑hoc financial planning engagements.

The firm relies on fundamental analysis and generally emphasizes a long‑term investment horizon while permitting shorter‑term trades, sector tilts, and cash positions for hedging or rebalancing when appropriate. RD Lewis acts as a fiduciary, typically manages accounts on a discretionary basis, and notes limited circumstances in which it maintains custody (including access via client login credentials) with related annual surprise examination procedures.

Managing roughly $257 million for about 451 clients supported by two advisory professionals, the firm’s client‑to‑advisor ratio is markedly higher than most peers and reflects a service model that combines personalized advice with scalable portfolio allocations and platform support. The brochure also discloses an institutional relationship with a custodian that provides software and operational benefits to the firm and that the firm’s principals maintain insurance licenses and may receive separate insurance commissions, each presented as potential conflicts of interest.