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RCS Financial Advisors, Ltd
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,316,439
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
24
4% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
24
Average account size
$346,518
About
RCS Financial Advisors, LTD provides discretionary asset management to individuals, custodial accounts, corporations, IRAs and trusts. The firm charges advisory fees based on a percentage of assets under management and states it has no minimum account size for opening or maintaining accounts.
The firm’s investment process is based on fundamental analysis, evaluating items such as financial statements, management quality, valuation and fund company strength, and it employs both long- and short-term purchase strategies across mutual funds, equities, corporate and government bonds, and certificates of deposit. Accounts are reviewed at least annually or upon client request or material market events, and monthly performance for each account is logged and maintained in separate records.
Distinctive operational features include centralized oversight of personal and related-person trading—approvals and execution for related accounts are handled internally and those accounts are segregated under a master account—and the firm does not aggregate client trades. The advisor has a long background in banking and private banking prior to leading the firm, and the practice’s small client base and manual monthly performance logs indicate a hands-on, manually managed operational approach; proxy voting is retained by clients rather than handled by the firm.
Client services
Portfolio management
Expertise
Wealth management
Fee options
Less than $1,000,000 - $1,000,000: 1% of assets each year $1,000,000 - $3,000,000: 0.75% of assets each year $3,000,000+: 0.50% of assets each year
Main office location
RCS Financial Advisors, Ltd
Merrillville IN, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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