RBC Securities, Inc

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Client assets under management

$1,186,084,576

Clients

1,292

26% high-net worth

Advisors

121

of 186 employees

Firm type

Multi Team

Clients per advisor

Very Low

Average account size

$918,022

Client services

Financial planning Portfolio management Selection of other advisers

Main office location

RBC Securities, Inc

555 South Flower Street, 11 Th Floor

Los Angeles CA 90071, United States

Number of offices

Most active in

Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Louisiana · Maryland · Massachusetts · Minnesota · Nevada · New Jersey · New York · Ohio · Oklahoma · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington

Disclosures

Felony convictions

Investment-related misdemeanors

Investment-law violations

View

Authorization suspended

False statement or omission

View

Investment regulation violation

View

Caused license restriction

Regulatory order

View

License denied

View

Current proceeding

View

Business activities & affiliations

Is active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 310-888-6400

Advisors at this firm

Germon M

Series 66

Los Angeles, CA

RBC Securities, Inc

Vincent T

CFP®, Series 63

Yorba Linda, CA

RBC Securities, Inc

Bryant S

CFP®, Series 63, Series 66

Series 66

New York, NY

RBC Securities, Inc

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