R
Raymond John Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$24,333,827
Total clients
22
32% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
22
Average account size
$1,106,083
About
Raymond John Financial Management is an independent, single-advisor registered investment adviser that provides discretionary portfolio management to individual and high‑net‑worth clients. The firm creates written Investment Policy Statements tailored to client goals and advises primarily in mutual funds, equities, ETFs, fixed income, REITs and Treasury inflation‑protected bonds.
RJFM documents client risk tolerance and generally manages accounts on a discretionary basis, with quarterly reviews and monthly custodian reports. Its stated methods combine charting, cyclical, fundamental, quantitative, technical analysis and modern portfolio theory, and its strategies range from long‑term allocations to short‑term trading, options and short sales, with the brochure noting the material risks associated with those strategies.
Distinctive operational features called out in the brochure include a requirement that clients custody assets at Schwab Institutional and disclosure that the firm may receive research and other soft‑dollar benefits from custodians, which could create potential conflicts of interest. The firm also does not aggregate trades across clients (which can affect execution outcomes) and maintains a written Code of Ethics and personal‑trading policies intended to identify and document potential conflicts.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Real estate investing
Fee options
Up to 1.00% annually
Main office location
Raymond John Management LLC
Cave Creek AZ, United States
Number of offices
1
Most active in
Raymond John Management LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")