R
Raindrop Financial, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Raindrop Financial provides active investment management for pooled vehicles and institutional-style accounts, with a focus on options and futures-based trading strategies rather than traditional long-only equity funds. The brochure describes the firm’s evolution from the founder’s personal trading activity into a registered advisory practice that targets professional or pooled clients rather than individual retail households.
The firm’s investment approach emphasizes short- to intermediate-term option and futures positions, supported by back-testing and model trades executed on the ThinkorSwim platform and developed through participation in an options mentoring community. The brochure underscores an active market-timing posture — positions are monitored and adjusted when markets approach set levels — with an emphasis on liquidity and flexibility to manage risk.
Raindrop is notable for being founded by a practicing clinician who built the trading methodology while maintaining a separate professional career, resulting in a system designed for daily review rather than continuous screen watching. The brochure also frames the firm around investor education and helping clients pursue alternative wealth-creation approaches, an emphasis that is less common among peer investment managers.
Client services
Portfolio management
Educational seminars or workshops
Market timing
Expertise
Options & derivatives strategies
Occupation focus
Optometrist
Main office location
Raindrop Financial, Inc
Cedar Rapids IA, United States
Number of offices
0
Most active in
Raindrop Financial, Inc has reported serving >5 clients in these states in the last 12 months.
Iowa
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")