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RA Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,181,270
Total clients
3
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$393,757
About
RA Advisory LLC provides investment management and comprehensive financial planning to individual clients, including high-net-worth individuals, primarily through discretionary portfolio management. The firm manages approximately $1.18 million in client assets and serves a very small client roster.
RA Advisory tailors portfolios to client objectives using a mix of mutual funds, ETFs, individual equity and debt securities, and limited options for hedging, drawing on fundamental, technical and cyclical analysis. Financial planning is offered either as part of an investment management engagement or as a standalone service, with periodic monitoring and at least quarterly reviews for managed accounts.
What distinguishes the firm from many peers is its willingness to enter performance-based fee arrangements for qualified clients, an uncommon practice among independent advisers, and its disclosed procedures to address the attendant conflicts of interest through allocation policies and oversight. The combination of a concentrated asset base, a very small client roster, and the use of performance-fee structures sets the firm apart from typical independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$500 to $5,000, negotiable for financial planning services
$0 - $25,000: 1.70% $25,001 - $100,000: 1.50% $100,001 - $250,000: 1.20% $250,001 - $1,000,000: 0.90% $1,000,001+: 0.70%
10% of net gains achieved in client’s account (performance fee) plus 2.00% base fee of assets under management for qualified clients
Main office location
RA Advisory LLC
New York NY, United States
Number of offices
1
Most active in
RA Advisory LLC has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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